REPRESENTATIONS AND WARRANTIES OF REGAL BANCORP AND REGALBANK
Since January 1, 2019 (i) Regal Bancorp has not, nor to the Knowledge of Regal Bancorp, has any director, officer, employee, auditor, accountant or representative of Regal Bancorp, received any material complaint, allegation, assertion or claim, whether written or oral, regarding the accounting or auditing practices, procedures, methodologies or methods of Regal Bancorp or its internal accounting controls, including any material complaint, allegation, assertion or claim that Regal Bancorp has engaged in illegal accounting or auditing practices, and (ii) no attorney representing Regal Bancorp has reported evidence of a material violation of Securities Laws, breach of fiduciary duty or similar violation with respect to Regal Bancorp, or any of its officers, directors, employees or agents to the Board of Directors of Regal Bancorp.
【参考訳】2019 年 1 月 1 日以降 (i) Regal Bancorp は、Regal Bancorp の取締役、役員、従業員、監査役、会計士、または代表者が、書面または口頭を問わず、Regal Bancorp の会計または監査慣行、手続き、方法論、または内部会計統制に関する重大な苦情、申し立て、主張、または請求を受けたことはなく、Regal Bancorp の知る限りでは、Regal Bancorp の取締役、役員、従業員、監査役、会計士、または代表者は、Regal Bancorp の会計または監査慣行、手続き、方法論、または内部会計統制に関する重大な苦情、申し立て、主張、または請求を受けたことはない、 (ii) Regal Bancorp を代理する弁護士で、Regal Bancorp またはその役員、取締役、従業員、代理人に関する証券取引法の重大な違反、受託者義務違反、または同様の違反の証拠を Regal Bancorp の取締役会に報告した者はいない。
